TPVG · Company research
TRIPLEPOINT VENTURE GROWTH BDC CORP. (TPVG): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | 810121 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 307 | 1506 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| MERCER GLOBAL ADVISORS INC /ADV | 853758 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3108 | 15262 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| NOMURA ASSET MANAGEMENT CO LTD | 1055964 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1236 | 6069 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Atlantic Union Bankshares Corp | 883948 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2400 | 11784 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Tradition Wealth Management, LLC | 1843010 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11341 | 55682 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Aventura Private Wealth, LLC | 2074418 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2496 | 12255 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Cetera Investment Advisers | 1666741 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 58077 | 285160 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| NORDEN GROUP LLC | 1990699 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 22985 | 112856 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| BlackRock, Inc. | 2012383 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 152662 | 749570 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Triumph Capital Management | 1730765 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 300 | 1473 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| IMC-Chicago, LLC | 1452861 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27700 | 136007 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| ROYAL BANK OF CANADA | 1000275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12873 | 63000 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| CANADA LIFE ASSURANCE Co | 1046192 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 49091 | 240 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| AVENIR CORP | 1033475 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11000 | 54010 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| AMERIPRISE FINANCIAL INC | 820027 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13258 | 65098 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| OSAIC HOLDINGS, INC. | 1677044 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 32014 | 157219 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Meridian Wealth Management, LLC | 1697300 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 30000 | 147300 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Arax Advisory Partners | 1586767 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40300 | 197873 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Kovack Advisors, Inc. | 1728321 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 79219 | 401640 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Ethos Financial Group, LLC | 1954242 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40360 | 194368 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| CITADEL ADVISORS LLC | 1423053 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 43900 | 215549 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 33500 | 164485 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SUMMIT SECURITIES GROUP LLC | 1531593 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5000 | 24550 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| MILLENNIUM MANAGEMENT LLC | 1273087 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16434 | 80691 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| BANK OF AMERICA CORP /DE/ | 70858 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 126269 | 619981 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Attessa Capital LLC | 2020560 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13610 | 66825 | — | — | — | Jul 8, 2026 | SEC_13F_DATASET |
| TWO SIGMA INVESTMENTS, LP | 1179392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 618001 | 3034385 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 104 | 511 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Catalyst Capital Advisors LLC | 1549275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19494 | 95716 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| NFSG Corp | 1879757 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 400 | 1964 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12974 | 63701 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| CITIGROUP INC | 831001 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6 | 29 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| ENVESTNET ASSET MANAGEMENT INC | 1407543 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21865 | 107356 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Integrated Wealth Concepts LLC | 1737109 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 125 | 614 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| FARMERS & MERCHANTS INVESTMENTS INC | 1259969 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10293 | 50539 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| SOA Wealth Advisors, LLC. | 1849444 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3000 | 14730 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| Farther Finance Advisors, LLC | 1992825 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 929 | 4561 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| Financial Network Wealth Advisors LLC | 2012031 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 847 | 4159 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| &PARTNERS | 107136 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 23860 | 117150 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Accordant Advisory Group Inc | 2013499 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1400 | 6874 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| EAGLE GLOBAL ADVISORS LLC | 1130787 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40695 | 199812 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| Closed-End Fund Advisors, Inc. | 2103520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 33804 | 165978 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| GROUP ONE TRADING LLC | 932540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2457 | 12064 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Private Advisor Group, LLC | 1567755 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12256 | 60176 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Legal & General Group Plc | 764068 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 325584 | 1596989 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| MARSHALL WACE, LLP | 1318757 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 312991 | 1536786 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| SMH CAPITAL ADVISORS INC | 1180391 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19494 | 95716 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| NewEdge Advisors, LLC | 1633516 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2000 | 9820 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| MORGAN STANLEY | 895421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 122505 | 601500 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Cresset Asset Management, LLC | 1761013 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 32814 | 161117 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1818604 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7185 | 36428 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| JPMORGAN CHASE & CO | 19617 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1133 | 5472 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Elequin Capital, LP | 1810873 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1034 | 5077 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 114485 | 562123 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Virtus Investment Advisers, LLC | 19481 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 53323 | 261816 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Rockefeller Capital Management L.P. | 1739439 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1000 | 4910 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 1748861 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14659 | 71975 | — | — | — | Jul 9, 2026 | SEC_13F_DATASET |
| LPL Financial LLC | 1403438 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 65604 | 322113 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Samalin Investment Counsel, LLC | 1544366 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 61743 | 303160 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 1423442 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19062 | 93594 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| HUB Investment Partners, LLC | 1841815 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10782 | 52940 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 64498 | 316685 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Prospera Financial Services Inc | 1541625 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 39760 | 195239 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| SIMPLEX TRADING, LLC | 1488542 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2200 | 10802 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 110046 | 549128 | — | — | — | Jul 8, 2026 | SEC_13F_DATASET |
| NewEdge Advisors, LLC | 1633516 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2000 | 9980 | — | — | — | Jun 3, 2026 | SEC_13F_DATASET |
| AMERIPRISE FINANCIAL INC | 820027 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17566 | 87654 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Mon Sep 30 2024 00:00:00 GMT+0000 (Coordinated Universal Time) | 69797 | 492767 | — | — | — | Aug 21, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Mon Sep 30 2024 00:00:00 GMT+0000 (Coordinated Universal Time) | 38050 | 268633 | — | — | — | Jun 12, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Sun Jun 30 2024 00:00:00 GMT+0000 (Coordinated Universal Time) | 76531 | 614544 | — | — | — | Aug 21, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Sun Jun 30 2024 00:00:00 GMT+0000 (Coordinated Universal Time) | 59400 | 476982 | — | — | — | Jun 12, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Sun Mar 31 2024 00:00:00 GMT+0000 (Coordinated Universal Time) | 81000 | 767880 | — | — | — | Jun 12, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Sun Mar 31 2024 00:00:00 GMT+0000 (Coordinated Universal Time) | 131102 | 1242847 | — | — | — | Aug 26, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Sun Dec 31 2023 00:00:00 GMT+0000 (Coordinated Universal Time) | 132864 | 1442903 | — | — | — | Aug 26, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Sun Dec 31 2023 00:00:00 GMT+0000 (Coordinated Universal Time) | 89300 | 969798 | — | — | — | Jun 12, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Sat Sep 30 2023 00:00:00 GMT+0000 (Coordinated Universal Time) | 88475 | 925448 | — | — | — | Jun 12, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Sat Sep 30 2023 00:00:00 GMT+0000 (Coordinated Universal Time) | 233690 | 2444397 | — | — | — | Aug 26, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Fri Jun 30 2023 00:00:00 GMT+0000 (Coordinated Universal Time) | 87144 | 1026556 | — | — | — | Jun 12, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Fri Jun 30 2023 00:00:00 GMT+0000 (Coordinated Universal Time) | 235018 | 2768512 | — | — | — | Aug 26, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Fri Mar 31 2023 00:00:00 GMT+0000 (Coordinated Universal Time) | 340187 | 4109459 | — | — | — | Aug 26, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.