PSEC · Company research
Prospect Capital Corporation (PSEC): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
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Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| TWO SIGMA INVESTMENTS, LP | 1179392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14082619 | 32530850 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| US BANCORP \DE\ | 36104 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25000 | 57750 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Capital Advisors, Ltd. LLC | 1597878 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12352 | 29 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Spire Wealth Management | 1858740 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 104196 | 240693 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Significant Wealth Partners LLC | 1964680 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17754 | 41011 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| JFS WEALTH ADVISORS, LLC | 1568068 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40 | 93 | — | — | — | Jul 10, 2026 | SEC_13F_DATASET |
| Generali Investments CEE, investicni spolecnost, a.s. | 2047540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 101234 | 233851 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Modern Wealth Management, LLC | 2001900 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14200 | 32802 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Jain Global LLC | 2024579 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 22828 | 52733 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| West Branch Capital LLC | 1738723 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1638 | 3784 | — | — | — | Jul 10, 2026 | SEC_13F_DATASET |
| KINGSWOOD WEALTH ADVISORS, LLC | 1987855 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 228091 | 526891 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Arta Finance Wealth Management LLC | 2099257 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27606 | 63770 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Berkeley Capital Partners, LLC | 1667694 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13426 | 31015 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Wealthcare Advisory Partners LLC | 1683059 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13336 | 30805 | — | — | — | Jul 9, 2026 | SEC_13F_DATASET |
| Tactive Advisors, LLC | 2002409 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 585111 | 1351606 | — | — | — | Jul 9, 2026 | SEC_13F_DATASET |
| Lido Advisors, LLC | 1650150 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 89077 | 208455 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Kingsview Wealth Management, LLC | 1791965 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21001 | 48513 | — | — | — | Aug 19, 2026 | SEC_13F_DATASET |
| IAT REINSURANCE CO LTD. | 1633625 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 30000 | 492300 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| EP Wealth Advisors, LLC | 1540569 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10490 | 24232 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| WINTON GROUP Ltd | 1612063 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15200 | 35112 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Hilltop National Bank | 2021658 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 380 | 878 | — | — | — | Jul 2, 2026 | SEC_13F_DATASET |
| Strategies Wealth Advisors, LLC | 1976435 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40632 | 93861 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| ProShare Advisors LLC | 1357955 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 69007 | 159406 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Silver Grove Financial Group, Inc. | 2111172 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 490 | 1132 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| PRIVATE MANAGEMENT GROUP INC | 1142031 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20534804 | 47435397 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| SIMPLEX TRADING, LLC | 1488542 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 323100 | 746361 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5192619 | 11994950 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1818604 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 156345 | 362721 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| AdvisorNet Financial, Inc | 1409362 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4648 | 10737 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| GUGGENHEIM CAPITAL LLC | 1283072 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 220616 | 509623 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Larson Financial Group LLC | 1731061 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2891 | 6679 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SHP Wealth Management | 1807060 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1600 | 3696 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Virtus Investment Advisers, LLC | 19481 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 428612 | 990094 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Engineers Gate Manager LP | 1620220 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 282483 | 652536 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Garden State Investment Advisory Services LLC | 1965351 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 59040 | 136386 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| BLAIR WILLIAM & CO/IL | 902367 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 33400 | 77154 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| LSV ASSET MANAGEMENT | 1050470 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 253535 | 586 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Tyche Wealth Partners LLC | 2004818 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13418 | 30996 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Cherry Creek Investment Advisors, Inc. | 1877829 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 31741 | 73322 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| World Investment Advisors | 1652594 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 26423 | 62575 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Flagship Capital Management Inc. | 2106796 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10000 | 23100 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| TUDOR INVESTMENT CORP ET AL | 923093 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 709303 | 1638490 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| GABLES CAPITAL MANAGEMENT INC. | 1740839 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1200 | 2772 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| NATIXIS | 1274981 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1017 | 2349 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25000 | 57750 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| MML INVESTORS SERVICES, LLC | 701059 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14735 | 34038 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| J.W. COLE ADVISORS, INC. | 1404763 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14611 | 33751 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| Retirement Planning Group, LLC | 1508195 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29817 | 68877 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| BARRETT & COMPANY, INC. | 887602 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 34137 | 78857 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| MAI Capital Management | 1040197 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 47412 | 109521 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Concorde Asset Management, LLC | 1631773 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 357400 | 838012 | — | — | — | Aug 18, 2026 | SEC_13F_DATASET |
| STEPHENS INC /AR/ | 757657 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17421 | 40243 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| PNC Financial Services Group, Inc. | 713676 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20773 | 47986 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| RMR Wealth Builders | 1803848 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 44938 | 103807 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| Atlantic Union Bankshares Corp | 883948 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3800 | 8778 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Strive Financial Group ,LLC | 2090040 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 837 | 1932 | — | — | — | Aug 4, 2026 | SEC_13F_DATASET |
| Elequin Capital, LP | 1810873 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2451 | 5662 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| BlackRock, Inc. | 2012383 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1316567 | 3041270 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| SILVERLAKE WEALTH MANAGEMENT LLC | 1966026 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15861 | 36638 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| M&T Bank Corp | 36270 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 69179 | 159803 | — | — | — | Aug 4, 2026 | SEC_13F_DATASET |
| IFP Advisors, Inc | 1641866 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24798 | 57283 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| WESTWOOD HOLDINGS GROUP INC | 1165002 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 93246 | 215398 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Capital Advisor Network LLC | 2131047 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1280 | 32000 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Orion Porfolio Solutions, LLC | 1360533 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 89180 | 206006 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| HHM Wealth Advisors, LLC | 1750086 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5372 | 12410 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Kestra Advisory Services, LLC | 1830819 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 163473 | 377623 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| PHILADELPHIA TRUST CO | 1110806 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12000 | 28 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| VAN ECK ASSOCIATES CORP | 869178 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7486538 | 17293903 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Cypress Capital Management LLC (WY) | 1633896 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2145 | 4956 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Wealthfront Advisers LLC | 1763921 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 52683 | 121698 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Focus Partners Advisor Solutions, LLC | 1868872 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 229694 | 530594 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| TRUIST FINANCIAL CORP | 92230 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 153940 | 355601 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| Triumph Capital Management | 1730765 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 750 | 1732 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16970 | 39201 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Garner Asset Management Corp | 1714093 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27700 | 63988 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| LPL Financial LLC | 1403438 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 919558 | 2124178 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Naviter Wealth, LLC | 1855567 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 656528 | 1539313 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Navalign, LLC | 1820593 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12299 | 28411 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 491294 | 1134890 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 2057170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 105900 | 244629 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.