PFLT · Company research
PennantPark Floating Rate Capital Ltd. (PFLT): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| WOLFF WIESE MAGANA LLC | 1832097 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 200 | 1496 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| GraniteShares Advisors LLC | 1839545 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 302342 | 2261518 | — | — | — | Aug 4, 2026 | SEC_13F_DATASET |
| INVESTMENT PARTNERS, LTD. | 1050068 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10000 | 74800 | — | — | — | Aug 4, 2026 | SEC_13F_DATASET |
| LPL Financial LLC | 1403438 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 84883 | 634927 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Savvy Advisors, Inc. | 2003633 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16773 | 125462 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Avior Wealth Management, LLC | 1599868 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14039 | 105012 | — | — | — | Jul 7, 2026 | SEC_13F_DATASET |
| Balyasny Asset Management L.P. | 1218710 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11025 | 82467 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Quarry LP | 1965207 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 210 | 1571 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| NOMURA ASSET MANAGEMENT CO LTD | 1055964 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3066 | 22934 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| BNP PARIBAS FINANCIAL MARKETS | 1166588 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9812 | 73394 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Atlantic Union Bankshares Corp | 883948 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1200 | 8976 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Tower Research Capital LLC (TRC) | 1533421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2747 | 20548 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Altshuler Shaham Ltd | 1324290 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 929172 | 6950207 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| NewEdge Wealth, LLC | 1861796 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 168559 | 1260821 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Buck Wealth Strategies, LLC | 1973259 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 226 | 1693 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| Virtus Investment Advisers, LLC | 19481 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 58934 | 440826 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Cambridge Investment Research Advisors, Inc. | 1419186 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 100621 | 753 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Sumitomo Mitsui Trust Group, Inc. | 1475365 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 147213 | 1101153 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| PW Nova Financial Services LLC | 2127408 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 23244 | 173864 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| CALTON & ASSOCIATES, INC. | 822648 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10100 | 75548 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Garner Asset Management Corp | 1714093 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11216 | 83894 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| LANARK FINANCIAL, INC. | 791540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 331 | 2482 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| BEACON INVESTMENT ADVISORS LLC | 1961635 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21821 | 163228 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Glenview Trust Co | 1691827 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10650 | 85626 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| NOMURA HOLDINGS INC | 1163653 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12000 | 89760 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| XTX Topco Ltd | 1828301 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 58365 | 436570 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Miller Financial Services LLC | 2022893 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11203 | 83797 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 31938 | 238898 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| GOLDMAN SACHS GROUP INC | 886982 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 64089 | 479386 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Naviter Wealth, LLC | 1855567 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 116148 | 879038 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| JONES FINANCIAL COMPANIES LLLP | 815917 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1335 | 9879 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| DENALI ADVISORS LLC | 1142941 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 43052 | 322029 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| DELTA ASSET MANAGEMENT LLC/TN | 860857 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 375 | 2805 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Global Retirement Partners, LLC | 1749744 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2347 | 17556 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Corient Private Wealth LP | 1948780 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12805 | 95783 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| VAN ECK ASSOCIATES CORP | 869178 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2003566 | 14986674 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Ethos Financial Group, LLC | 1954242 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19317 | 144491 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1141802 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4000 | 29920 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| HighTower Advisors, LLC | 1462245 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 71067 | 531585 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| FULTON BREAKEFIELD BROENNIMAN LLC | 1119254 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11798 | 88249 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| TWO SIGMA SECURITIES, LLC | 1450144 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11793 | 88212 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| STIFEL FINANCIAL CORP | 720672 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 54260 | 405864 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Russell Investments Group, Ltd. | 1692234 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 509 | 3807 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| BANK OF AMERICA CORP /DE/ | 70858 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 164131 | 1227700 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| TWO SIGMA INVESTMENTS, LP | 1179392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20500 | 153340 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Integrated Wealth Concepts LLC | 1737109 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5343 | 39968 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 50 | 374 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Arax Advisory Partners | 1586767 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1440 | 10772 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| NORTHERN TRUST CORP | 73124 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2050 | 15334 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Financial Network Wealth Advisors LLC | 2012031 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1426 | 10666 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Cerity Partners LLC | 1566475 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 87479 | 654257 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Hilltop National Bank | 2021658 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 191 | 1429 | — | — | — | Jul 2, 2026 | SEC_13F_DATASET |
| WEDBUSH SECURITIES INC | 1142495 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29412 | 220 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| Curi Capital, LLC | 1332905 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 60000 | 448800 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| ENVESTNET ASSET MANAGEMENT INC | 1407543 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 49727 | 371957 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 622 | 4653 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Larson Financial Group LLC | 1731061 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 584 | 4366 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 35327 | 264249 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Freestone Capital Holdings, LLC | 1470876 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29045 | 217257 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| Advisory Services Network, LLC | 1573876 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15830 | 118408 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Key Capital Management, INC | 2107249 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3122 | 23353 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| Strategic Financial Concepts, LLC | 1870686 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24700 | 184756 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| Qube Research & Technologies Ltd | 1729829 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11305 | 84561 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| WESTBOURNE INVESTMENTS, INC. | 932929 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11000 | 82280 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Trexquant Investment LP | 1633445 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 101622 | 760133 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| State of Alaska, Department of Revenue | 1370102 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4625 | 34 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| Squarepoint Ops LLC | 1642575 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 33287 | 248987 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| FIRST CITIZENS BANK & TRUST CO | 1092203 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27000 | 201960 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Strategies Wealth Advisors, LLC | 1976435 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14770 | 110479 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2882125 | 21558295 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| GROUP ONE TRADING LLC | 932540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10400 | 77792 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Hilton Head Capital Partners, LLC | 2109913 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 230 | 1720 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Muzinich & Co., Inc. | 1618824 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 172096 | 1287278 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Bluespring Wealth Management, LLC | 1557485 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14675 | 109769 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| CITADEL ADVISORS LLC | 1423053 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21400 | 160072 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Brevan Howard Capital Management LP | 1512857 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 31810 | 237939 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| M&T Bank Corp | 36270 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21899 | 163805 | — | — | — | Aug 4, 2026 | SEC_13F_DATASET |
| Invesco Ltd. | 914208 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1796252 | 13435965 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| GREENWOOD GEARHART LLC | 1084683 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 56662 | 423832 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| ROYAL BANK OF CANADA | 1000275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 28642 | 214000 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.