HTGC · Company research
Hercules Capital, Inc. (HTGC): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 928047 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14816 | 233648 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| HRT FINANCIAL LP | 1475597 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 613003 | 9667 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Cerity Partners LLC | 1566475 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 214616 | 3384515 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Union Bancaire Privee, UBP SA | 1716607 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6449 | 16250392 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Secure Asset Management, LLC | 1800692 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 77837 | 1227492 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| JPMORGAN CHASE & CO | 19617 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 837528 | 13299945 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5691 | 89748 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Signature Resources Capital Management, LLC | 1940917 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 275 | 4337 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Vestmark Advisory Solutions, Inc. | 1736982 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13598 | 214438 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| AMERIFLEX GROUP, INC. | 2057637 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6549 | 103278 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Accel Wealth Management | 1838226 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 43516 | 686245 | — | — | — | Jul 10, 2026 | SEC_13F_DATASET |
| Closed-End Fund Advisors, Inc. | 2103520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 49193 | 775774 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| HANTZ FINANCIAL SERVICES, INC. | 1071061 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 360 | 6 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Mariner, LLC | 1373442 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 58422 | 921308 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| SIT INVESTMENT ASSOCIATES INC | 769317 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 35000 | 552 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| DEUTSCHE BANK AG\ | 948046 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3625 | 57166 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| CMH Wealth Management LLC | 1657516 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 46270 | 729675 | — | — | — | Jul 9, 2026 | SEC_13F_DATASET |
| Principle Wealth Partners LLC | 1743413 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20945 | 330307 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Archer Investment Corp | 1803804 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2047 | 32282 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Madison Park Capital Advisors, LLC | 1993022 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20000 | 315400 | — | — | — | Jul 7, 2026 | SEC_13F_DATASET |
| Rockefeller Capital Management L.P. | 1739439 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 141541 | 2232114 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Taylor Frigon Capital Management LLC | 1632665 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 160722 | 2534583 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| Quest 10 Wealth Builders, Inc. | 2035215 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 57 | 903 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| Mission Hills Financial Advisory, LLC | 2043220 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16149 | 254677 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Inspire Advisors, LLC | 1810558 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20562 | 324843 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Creative Planning | 1540235 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 92108 | 1452549 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Global Retirement Partners, LLC | 1749744 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 59991 | 946060 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| IMC-Chicago, LLC | 1452861 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 132100 | 2083217 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| SIGNATUREFD, LLC | 1456048 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9126 | 143912 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| KFG WEALTH MANAGEMENT, LLC | 1919344 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14335 | 226066 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| Freestone Capital Holdings, LLC | 1470876 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15185 | 239474 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1818604 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 60100 | 947777 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| EAGLE GLOBAL ADVISORS LLC | 1130787 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 37370 | 589325 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| Advisors Capital Management, LLC | 1345576 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 919542 | 14501177 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| FJ Capital Management LLC | 1599170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 249039 | 3927345 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| VSM Wealth Advisory, LLC | 2050660 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 300 | 4731 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| GUGGENHEIM CAPITAL LLC | 1283072 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40877 | 644630 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| STIFEL FINANCIAL CORP | 720672 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2400 | 37848 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| ASSETMARK, INC | 1344551 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1078 | 17000 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| BLAIR WILLIAM & CO/IL | 902367 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 191193 | 3015114 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| JANE STREET GROUP, LLC | 1595888 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 189400 | 2986838 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Summit Financial, LLC | 1765536 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 121219 | 1911623 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| MANGROVE PARTNERS IM, LLC | 1535392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 47148 | 743524 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| CX Institutional | 1737089 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1675 | 26 | — | — | — | Jul 2, 2026 | SEC_13F_DATASET |
| ROMANO BROTHERS AND COMPANY | 200648 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 76036 | 1199088 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| Quantbot Technologies LP | 1512991 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 81135 | 1279499 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Steward Partners Investment Advisory, LLC | 1723397 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 69304 | 1092916 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| ROYAL BANK OF CANADA | 1000275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 363978 | 5740000 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| HARBOUR INVESTMENTS, INC. | 810121 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4858 | 76614 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Cetera Investment Advisers | 1666741 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 257002 | 4052923 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Core Wealth Partners LLC | 1965078 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24153 | 380893 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| VALLEY NATIONAL ADVISERS INC | 773411 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 656 | 10346 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Advisory Solutions Group, LLC | 2147643 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15021 | 236879 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| TRED AVON FAMILY WEALTH, LLC | 2094435 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 65337 | 1030364 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| CANTOR FITZGERALD, L. P. | 1024896 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 30045 | 473810 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Essex Financial Services, Inc. | 1315785 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 56448 | 890181 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| WealthCollab, LLC | 2017870 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 135 | 2129 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| MERCER GLOBAL ADVISORS INC /ADV | 853758 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13697 | 216004 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Concurrent Investment Advisors, LLC | 2001015 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19692 | 310536 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 139458 | 2199256 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| STATE STREET CORP | 93751 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 262521 | 4139956 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| CALDWELL SUTTER CAPITAL, INC. | 702007 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9009 | 142072 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Sand Hill Global Advisors, LLC | 1009209 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13832 | 218131 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Sankala Group LLC | 2113426 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4237 | 70354 | — | — | — | Aug 18, 2026 | SEC_13F_DATASET |
| Bogart Wealth, LLC | 1715740 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3500 | 55195 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| Beacon Pointe Advisors, LLC | 1744317 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 66395 | 1047050 | — | — | — | Aug 18, 2026 | SEC_13F_DATASET |
| PENNINGTON PARTNERS & CO., LLC | 1779355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 96700 | 1524959 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| CIBC Bancorp USA Inc. | 1711924 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3801 | 59942 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Blue Trust, Inc. | 1856022 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4000 | 63080 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| Financial Gravity Companies, Inc. | 1377167 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 900 | 14193 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| HighTower Advisors, LLC | 1462245 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 59728 | 941916 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Prime Capital Investment Advisors, LLC | 1731446 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14972 | 236110 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Melia Wealth LLC | 1964047 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 553874 | 8734596 | — | — | — | Aug 17, 2026 | SEC_13F_DATASET |
| Atlantic Union Bankshares Corp | 883948 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1500 | 23655 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Jefferies Financial Group Inc. | 96223 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16884 | 266261 | — | — | — | Aug 17, 2026 | SEC_13F_DATASET |
| Tower Research Capital LLC (TRC) | 1533421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 432 | 6813 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| MQS Management LLC | 1759395 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11414 | 179999 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| SHP Wealth Management | 1807060 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6045 | 95331 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Register Financial Advisors LLC | 1962636 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12419 | 195843 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Penbrook Management LLC | 1381055 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29387 | 463447 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.