HRZN · Company research
Horizon Technology Finance Corporation (HRZN): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| Private Advisor Group, LLC | 1567755 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 23207 | 109770 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 721 | 3410 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| JONES FINANCIAL COMPANIES LLLP | 815917 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1830 | 8070 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Koshinski Asset Management, Inc. | 1633389 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27279 | 129028 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| ADELL HARRIMAN & CARPENTER INC | 1134152 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12000 | 56760 | — | — | — | Aug 4, 2026 | SEC_13F_DATASET |
| Closed-End Fund Advisors, Inc. | 2103520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10432 | 49343 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| MARSHALL WACE, LLP | 1318757 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 531044 | 2511839 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| CHAPIN DAVIS, INC. | 872098 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12691 | 60029 | — | — | — | Jul 7, 2026 | SEC_13F_DATASET |
| Forum Financial Management, LP | 1911832 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24760 | 117115 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| OPPENHEIMER & CO INC | 822581 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12213 | 57767 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Wealthspire Advisors, LLC | 1646247 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11190 | 52930 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20627 | 97564 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1818604 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 49241 | 232910 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| HRT FINANCIAL LP | 1475597 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19770 | 93 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| JPMORGAN CHASE & CO | 19617 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2636 | 12284 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Centennial Bank/AR/ | 1994744 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15000 | 70950 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| GROUP ONE TRADING LLC | 932540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4200 | 19866 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| CAZ INVESTMENTS LP | 1159363 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 108630 | 513820 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Fiera Capital Corp | 1505817 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 78980 | 373575 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| LifeWealth Investments, LLC | 2033794 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16908 | 79975 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| BlackRock, Inc. | 2012383 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 174162 | 823786 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Arax Advisory Partners | 1586767 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 126305 | 597423 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Leading Edge Financial Planning LLC | 1967205 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16732 | 79142 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| STEPHENS INC /AR/ | 757657 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10202 | 48255 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Connecticut Wealth Management, LLC | 1689829 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 214509 | 1014628 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| OSAIC HOLDINGS, INC. | 1677044 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 49762 | 235373 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Virtus Investment Advisers, LLC | 19481 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 252455 | 1194112 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Garden State Investment Advisory Services LLC | 1965351 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11143 | 52703 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| BLAIR WILLIAM & CO/IL | 902367 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 239073 | 1130817 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| MERCER GLOBAL ADVISORS INC /ADV | 853758 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 752 | 3557 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| XTX Topco Ltd | 1828301 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14286 | 67573 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| N.E.W. Advisory Services LLC | 1803456 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2065 | 9768 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Global Retirement Partners, LLC | 1749744 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 6 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | 1903880 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 33018 | 156175 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Chung Wu Investment Group, LLC | 2054278 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1100 | 5203 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| FIFTH THIRD BANCORP | 35527 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2702 | 12780 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| NewEdge Advisors, LLC | 1633516 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21413 | 101283 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| BANK OF AMERICA CORP /DE/ | 70858 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 225732 | 1067712 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| HighTower Advisors, LLC | 1462245 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12905 | 61039 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| TWO SIGMA INVESTMENTS, LP | 1179392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 67489 | 319223 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Trek Financial, LLC | 1768195 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12455 | 58912 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| NOMURA ASSET MANAGEMENT CO LTD | 1055964 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1432 | 6773 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Quantbot Technologies LP | 1512991 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 36325 | 171817 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| SIMPLEX TRADING, LLC | 1488542 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11084 | 52427 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| ROYAL BANK OF CANADA | 1000275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 47242 | 223000 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Permanent Capital Management, LP | 2054108 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 42165 | 203235 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27219 | 128748 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Cerity Partners LLC | 1566475 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 33732 | 159551 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Ethos Financial Group, LLC | 1954242 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 33100 | 156563 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Rockefeller Capital Management L.P. | 1739439 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 18375 | 86914 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1134 | 5364 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25074 | 118600 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Green Alpha Advisors, LLC | 1439207 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 429913 | 2033489 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Legal & General Group Plc | 764068 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 386211 | 1820985 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| FIRST HORIZON CORP | 36966 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 100 | 473 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| COMMONWEALTH EQUITY SERVICES, LLC | 312272 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 81264 | 384380 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Cresset Asset Management, LLC | 1761013 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14285 | 68854 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Freestone Capital Holdings, LLC | 1470876 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29817 | 141038 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| DAVENPORT & Co LLC | 887777 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10624 | 50252 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| SHP Wealth Management | 1807060 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 200 | 946 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Eagle Point Credit Management LLC | 1607203 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 366194 | 1732098 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| TD Waterhouse Canada Inc. | 1999606 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 125 | 591 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| LaFleur & Godfrey LLC | 1387458 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 114526 | 541708 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Squarepoint Ops LLC | 1642575 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19743 | 93384 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Fiduciary Group, LLC | 1645890 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20684 | 97835 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Southeast Asset Advisors, LLC | 1390003 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15043 | 71153 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| OXFORD ASSET MANAGEMENT LLP | 1438284 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12455 | 58912 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Pathstone Holdings, LLC | 2011612 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 54705 | 263343 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| IMC-Chicago, LLC | 1452861 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40400 | 191092 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| FIRST FINANCIAL BANK - TRUST DIVISION | 1315339 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 65573 | 310160 | — | — | — | Jul 1, 2026 | SEC_13F_DATASET |
| Mariner, LLC | 1373442 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14760 | 69813 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| LPL Financial LLC | 1403438 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 81942 | 387586 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Equitable Holdings, Inc. | 1333986 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 18956 | 89661 | — | — | — | Aug 17, 2026 | SEC_13F_DATASET |
| Apollon Wealth Management, LLC | 1764387 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 126196 | 596907 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| JFS WEALTH ADVISORS, LLC | 1568068 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 171 | 809 | — | — | — | Jul 10, 2026 | SEC_13F_DATASET |
| MAGNOLIA CAPITAL ADVISORS LLC | 1803662 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 28849 | 136453 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| MORGAN STANLEY | 895421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 7 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| CANADA LIFE ASSURANCE Co | 1046192 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 59941 | 282 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 114157 | 539963 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Corient Private Wealth LP | 1948780 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 89475 | 423217 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.