HGBL · Company research
HERITAGE GLOBAL INC (HGBL): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
59records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1632972 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25758 | 32198 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Topline Capital Management, LLC | 1792549 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1785488 | 2160440 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Vanguard Global Advisers, LLC | 1811242 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10769 | 13030 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Tower Research Capital LLC (TRC) | 1533421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5429 | 6569 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| NorthRock Partners, LLC | 1632097 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 34139 | 41308 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| VANGUARD FIDUCIARY TRUST CO | 933478 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 167270 | 202397 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| OSAIC HOLDINGS, INC. | 1677044 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2740 | 3315 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Truffle Hound Capital, LLC | 1595862 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1100000 | 1331000 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6 | 7 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Mink Brook Asset Management LLC | 2052205 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2273077 | 2750423 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| TD Waterhouse Canada Inc. | 1999606 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 698 | 839 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Koshinski Asset Management, Inc. | 1633389 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 917304 | 1109938 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| MORGAN STANLEY | 895421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 18668 | 22588 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| ROYAL BANK OF CANADA | 1000275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5782 | 7000 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| BlackRock, Inc. | 2012383 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 104429 | 126359 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| STATE STREET CORP | 93751 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 116566 | 141045 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| XTX Topco Ltd | 1828301 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10000 | 12100 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Parallel Advisors, LLC | 1690010 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4000 | 4840 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1238990 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2021458 | 2445964 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| GEODE CAPITAL MANAGEMENT, LLC | 1214717 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 285415 | 345465 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 80 | 97 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Archer Investment Corp | 1803804 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25 | 30 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Ridgewood Investments LLC | 1703556 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 222165 | 268820 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| VANGUARD CAPITAL MANAGEMENT LLC | 2100119 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1393638 | 1686302 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| RENAISSANCE TECHNOLOGIES LLC | 1037389 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 249617 | 302037 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| EVERGREEN CAPITAL MANAGEMENT LLC | 1260824 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11878 | 14373 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| JANE STREET GROUP, LLC | 1595888 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 22909 | 27720 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Smartleaf Asset Management LLC | 2010393 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 100 | 122 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| State Street Corporation | 93751 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 116566 | 141045000 | — | — | — | Sep 22, 2026 | SEC_13F_HR |
| Goldman Sachs Group Inc. | 886982 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 34800 | 42108000 | — | — | — | Aug 14, 2026 | SEC_13F_HR |
| Northern Trust Corp | 73124 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 51204 | 61957000 | — | — | — | Aug 13, 2026 | SEC_13F_HR |
| Blackrock, Inc. | 2012383 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5838 | 7064000 | — | — | — | Aug 7, 2026 | SEC_13F_HR |
| Militia Capital Management LLC | 2130487 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 563873 | 682286 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| ACADIAN ASSET MANAGEMENT LLC | 916542 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11491 | 13 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| DIMENSIONAL FUND ADVISORS LP | 354204 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 45056 | 54518 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| NORTHERN TRUST CORP | 73124 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 51204 | 61957 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| HARBOUR INVESTMENTS, INC. | 810121 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9 | 11 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| GOLDMAN SACHS GROUP INC | 886982 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 34800 | 42108 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| CITADEL ADVISORS LLC | 1423053 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 38312 | 46358 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| BARCLAYS PLC | 312069 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 165 | 200 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Parallel Advisors, LLC | 1690010 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4000 | 5440 | — | — | — | Jun 3, 2026 | SEC_13F_DATASET |
| Citigroup Inc. | 831001 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4155 | 5651000 | — | — | — | May 11, 2026 | SEC_13F_HR |
| Goldman Sachs Group Inc. | 886982 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 35221 | 47901000 | — | — | — | May 15, 2026 | SEC_13F_HR |
| State Street Corporation | 93751 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 116566 | 158530000 | — | — | — | May 15, 2026 | SEC_13F_HR |
| Northern Trust Corp | 73124 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 36865 | 50136000 | — | — | — | May 14, 2026 | SEC_13F_HR |
| Blackrock, Inc. | 2012383 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6544 | 8900000 | — | — | — | May 13, 2026 | SEC_13F_HR |
| Militia Capital Management LLC | 2130487 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 563873 | 766867 | — | — | — | Jun 12, 2026 | SEC_13F_DATASET |
| Northern Trust Corp | 73124 | Wed Dec 31 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 36865 | 45713000 | — | — | — | Feb 17, 2026 | SEC_13F_HR |
| State Street Corporation | 93751 | Wed Dec 31 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 116566 | 144542000 | — | — | — | Feb 13, 2026 | SEC_13F_HR |
| Citigroup Inc. | 831001 | Wed Dec 31 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 9893 | 12267000 | — | — | — | Feb 13, 2026 | SEC_13F_HR |
| Blackrock, Inc. | 2012383 | Wed Dec 31 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 6544 | 8115000 | — | — | — | Feb 12, 2026 | SEC_13F_HR |
| Militia Capital Partners, LP | 1837496 | Wed Dec 31 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 563873 | 699203 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Militia Capital Partners, LP | 1837496 | Tue Sep 30 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 563873 | 936029 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Goldman Sachs Group Inc. | 886982 | Tue Sep 30 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 38439 | 63809000 | — | — | — | Nov 14, 2025 | SEC_13F_HR |
| State Street Corporation | 93751 | Tue Sep 30 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 116566 | 193500000 | — | — | — | Nov 14, 2025 | SEC_13F_HR |
| Blackrock, Inc. | 2012383 | Tue Sep 30 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 6544 | 10863000 | — | — | — | Nov 12, 2025 | SEC_13F_HR |
| Militia Capital Partners, LP | 1837496 | Mon Jun 30 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 584478 | 1297541 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Militia Capital Partners, LP | 1837496 | Mon Mar 31 2025 00:00:00 GMT+0000 (Coordinated Universal Time) | 584478 | 1274162 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Militia Capital Partners, LP | 1837496 | Tue Dec 31 2024 00:00:00 GMT+0000 (Coordinated Universal Time) | 584478 | 1081284 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.