GLAD · Company research
Gladstone Capital Corp (GLAD): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| &PARTNERS | 107136 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 145000 | 139399 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Advisors Asset Management, Inc. | 1297376 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 73780 | 1432808 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| D.A. DAVIDSON & CO. | 1080107 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 26747 | 519429 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| Shulman DeMeo Asset Management LLC | 1767070 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17396 | 337830 | — | — | — | Jul 8, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1700 | 33014 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 861177 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 136 | 2641 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| EAGLE GLOBAL ADVISORS LLC | 1130787 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12355 | 239934 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| Virtus Investment Advisers, LLC | 19481 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19977 | 387953 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Nuveen, LLC | 1871926 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7681000 | 7384301 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Vermillion Wealth Management, Inc. | 1737012 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 500 | 9710 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| WOLVERINE ASSET MANAGEMENT LLC | 1279891 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3250000 | 3120758 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Brevan Howard Capital Management LP | 1512857 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14768 | 286795 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| MRP Capital Investments, LLC | 1964831 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 202 | 3923 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Beacon Pointe Advisors, LLC | 1744317 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 53457 | 1038135 | — | — | — | Aug 18, 2026 | SEC_13F_DATASET |
| Key Financial Inc | 1801720 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 100 | 1942 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| LPL Financial LLC | 1403438 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 121639 | 2362232 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| IFP Advisors, Inc | 1641866 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 46 | 893 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| Schonfeld Strategic Advisors LLC | 1665241 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 59135 | 1148400 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1000000 | 974400 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| GOLDMAN SACHS GROUP INC | 886982 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24859 | 482762 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Pinnacle Wealth Planning Services, Inc. | 1726752 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2280 | 44278 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| JONES FINANCIAL COMPANIES LLLP | 815917 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1193 | 22619 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| NOMURA ASSET MANAGEMENT CO LTD | 1055964 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 698 | 13555 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| PDT Partners, LLC | 1564702 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 32116 | 623693 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| BNP PARIBAS FINANCIAL MARKETS | 1166588 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 22690 | 440640 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| OSAIC HOLDINGS, INC. | 1677044 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14716 | 285784 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| IMC-Chicago, LLC | 1452861 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 18016 | 349871 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| VAN ECK ASSOCIATES CORP | 869178 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 456227 | 8859928 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| LANARK FINANCIAL, INC. | 791540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10000 | 9613 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| DNB Asset Management AS | 1456670 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 63933 | 1241579 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| PFS Partners, LLC | 2002654 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1969 | 38238 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| JANE STREET GROUP, LLC | 1595888 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 42274 | 820961 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 41700 | 809814 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| DENALI ADVISORS LLC | 1142941 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20095 | 390245 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| STIFEL FINANCIAL CORP | 720672 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 62490 | 62490 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| BlackRock, Inc. | 2012383 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 85522 | 1660837 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Caitlin John, LLC | 2010947 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 200 | 3884 | — | — | — | Aug 17, 2026 | SEC_13F_DATASET |
| FIFTH THIRD BANCORP | 35527 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1262 | 24508 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| North Ground Capital | 2055446 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 105280 | 2044538 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| HUNTINGTON NATIONAL BANK | 49205 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 10 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| VALLEY NATIONAL ADVISERS INC | 773411 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 100 | 1942 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Ausdal Financial Partners, Inc. | 1667146 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24288 | 471677 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Walleye Capital LLC | 1758720 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6000000 | 5790734 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| CITADEL ADVISORS LLC | 1423053 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 32600 | 633092 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27050 | 525317 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Context Capital Management, LLC | 1301396 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16400000 | 15828007 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| TWO SIGMA INVESTMENTS, LP | 1179392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 162633 | 3158333 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Legal & General Group Plc | 764068 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 182091 | 3536208 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| ASSETMARK, INC | 1344551 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 19 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| Triumph Capital Management | 1730765 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1300 | 25246 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| State of Alaska, Department of Revenue | 1370102 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 917 | 17 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| MONETA GROUP INVESTMENT ADVISORS LLC | 1120927 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 149 | 14333 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Trexquant Investment LP | 1633445 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27234 | 528884 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| MERCER GLOBAL ADVISORS INC /ADV | 853758 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3948 | 76670 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Linden Advisors LP | 1279396 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12130000 | 11681182 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| HBK INVESTMENTS L P | 1011443 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9500000 | 9151540 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| B. Riley Wealth Advisors, Inc. | 1464811 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 135581 | 2637058 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Atlantic Union Bankshares Corp | 883948 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1400 | 27188 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| MACKENZIE FINANCIAL CORP | 919859 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16410 | 318682 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 339 | 6583 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| PRIVATE TRUST CO NA | 1277557 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 948 | 18410 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| AMERIFLEX GROUP, INC. | 2057637 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6210 | 120599 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Larson Financial Group LLC | 1731061 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2400 | 46608 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| NATIONAL BANK OF CANADA /FI/ | 926171 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4200 | 81270 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| OAKTREE CAPITAL MANAGEMENT LP | 949509 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4999000 | 4824646 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| INCOME RESEARCH & MANAGEMENT | 1165830 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4830000 | 4643429 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| Campbell & CO Investment Adviser LLC | 1353570 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 39226 | 761769 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Radcliffe Capital Management, L.P. | 1218275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21400000 | 20573369 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Cassaday & Co Wealth Management LLC | 1963612 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17507 | 339986 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Steward Partners Investment Advisory, LLC | 1723397 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 300 | 5826 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Centiva Capital, LP | 1692507 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6250 | 603201 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| OAKWORTH CAPITAL, INC. | 1588871 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25 | 493 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1818604 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15989 | 314983 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| LAFFER TENGLER INVESTMENTS, INC. | 1307878 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2453 | 2429096 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| Integrated Wealth Concepts LLC | 1737109 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 500 | 9710 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| MORGAN STANLEY | 895421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 63622 | 1235539 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Legacy Capital Wealth Partners, LLC | 1766228 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 89112 | 1730558 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| JPMORGAN CHASE & CO | 19617 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2926 | 56911 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| SIMPLEX TRADING, LLC | 1488542 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6400 | 124288 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Russell Investments Group, Ltd. | 1692234 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2180000 | 2129038 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.
