FUND · Company research
Sprott Focus Trust, Inc. (FUND): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
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Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
31records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19523 | 185273 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Hara Capital LLC | 2010015 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 8490 | 80485 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Ameritas Advisory Services, LLC | 1901275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 792 | 7503 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| EVOLVE PRIVATE WEALTH, LLC | 2111131 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 146028 | 1384345 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Steward Partners Investment Advisory, LLC | 1723397 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1611 | 15272 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| LEVEL FOUR ADVISORY SERVICES, LLC | 1696715 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27030 | 256245 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Mraz, Amerine & Associates, Inc. | 1542324 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10718 | 101607 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 94154 | 892584 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| OSAIC HOLDINGS, INC. | 1677044 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 46999 | 445568 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1447578 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 138901 | 1316781 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| ROYAL BANK OF CANADA | 1000275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 791861 | 7507000 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SPROTT INC. | 1512920 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15644152 | 148347643 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 57130 | 541592 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | 1963040 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29114 | 275999 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| BANK OF AMERICA CORP /DE/ | 70858 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17978 | 170431 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Advocate Investing Services LLC | 2110509 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7277 | 68986 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4502 | 42679 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Institute for Wealth Management, LLC. | 1533954 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7723 | 73212 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| Shaker Financial Services, LLC | 1511794 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 126728 | 1201382 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Essex Financial Services, Inc. | 1315785 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 218889 | 2075064 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| LPL Financial LLC | 1403438 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 543929 | 5156451 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Aberdeen Wealth Management LLC | 1802654 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 102 | 967 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| SAPIENT CAPITAL LLC | 1998653 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 80873 | 766676 | — | — | — | Jul 9, 2026 | SEC_13F_DATASET |
| MORGAN STANLEY | 895421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 16 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| 1607 Capital Partners, LLC | 1436866 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 106418 | 1008843 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Pekin Hardy Strauss, Inc. | 1020317 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11691 | 110829 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| Integrated Wealth Concepts LLC | 1737109 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 155517 | 1474301 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1141802 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20147 | 190994 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| READYSTATE ASSET MANAGEMENT LP | 1900923 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14119 | 133989 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SAPIENT CAPITAL LLC | 1998653 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 82018 | 782452 | — | — | — | Jun 22, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 95029 | 906580 | — | — | — | Jul 8, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.