CSWC · Company research
Capital Southwest Corp (CSWC): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| COZAD ASSET MANAGEMENT INC | 709428 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 66133 | 1571981 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Focus Partners Wealth | 1542153 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11442 | 271977 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Parallel Advisors, LLC | 1690010 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4185 | 99477 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| HRT FINANCIAL LP | 1475597 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 157937 | 3754 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Larson Financial Group LLC | 1731061 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1000 | 23770 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| JPMORGAN CHASE & CO | 19617 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3773000 | 3848460 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| PLANNING DIRECTIONS INC | 821103 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 50000 | 52327 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27 | 642 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| HHM Wealth Advisors, LLC | 1750086 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 700 | 16639 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| JONES FINANCIAL COMPANIES LLLP | 815917 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1206 | 27919 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| VICTORY CAPITAL MANAGEMENT INC | 1040188 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15358000 | 16028057 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| ProShare Advisors LLC | 1357955 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11364 | 270122 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Generali Investments CEE, investicni spolecnost, a.s. | 2047540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12758 | 303258 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| GROUP ONE TRADING LLC | 932540 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1100 | 26147 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Fund Advisors of America Inc/FL | 2116327 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16578 | 394068 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| JFS WEALTH ADVISORS, LLC | 1568068 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 69 | 1641 | — | — | — | Jul 10, 2026 | SEC_13F_DATASET |
| Closed-End Fund Advisors, Inc. | 2103520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19487 | 463206 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6535 | 155337 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Jump Financial, LLC | 1831577 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 27972000 | 29090880 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| AMERIPRISE FINANCIAL INC | 820027 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 103651 | 2463778 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| GEN Financial Management, INC. | 2032497 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 26569 | 631546 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| NORTHERN TRUST CORP | 73124 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2285 | 54314 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Catalyst Capital Advisors LLC | 1549275 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 49000 | 1164730 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| SIGNATUREFD, LLC | 1456048 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2738 | 65085 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| MACKENZIE FINANCIAL CORP | 919859 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10520 | 250060 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| ADVENT CAPITAL MANAGEMENT /DE/ | 1097278 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4038000 | 4246154 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| MERCER GLOBAL ADVISORS INC /ADV | 853758 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4308 | 102404 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Inspire Advisors, LLC | 1810558 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 87762 | 2086110 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| EIGHT 31 FINANCIAL, LLC | 2011328 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 8750 | 207997 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| DRW Securities, LLC | 1481986 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11959 | 284265 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1112257 | 26438349 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| TWO SIGMA INVESTMENTS, LP | 1179392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1180391 | 28057894 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Wealthstar Advisors, LLC | 1602224 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 108000 | 113027 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| Greenland Capital Management LP | 1896430 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29000 | 689330 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Context Capital Management, LLC | 1301396 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7634000 | 7977530 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1141802 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4000 | 95080 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| EAGLE GLOBAL ADVISORS LLC | 1130787 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13515 | 321252 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 1556921 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 45257 | 1075759 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Virtus Investment Advisers, LLC | 19481 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16171 | 384385 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Apollon Wealth Management, LLC | 1764387 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 22681 | 539127 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| LaSalle St. Investment Advisors, LLC | 1966193 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15000 | 15600 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Eagle Point Credit Management LLC | 1607203 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1480000 | 1546600 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| HighTower Advisors, LLC | 1462245 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9746 | 231652 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Mission Hills Financial Advisory, LLC | 2043220 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12836 | 305118 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SSI INVESTMENT MANAGEMENT LLC | 938487 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1635000 | 1700400 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| JANE STREET GROUP, LLC | 1595888 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 30575 | 726768 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Integrated Wealth Concepts LLC | 1737109 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 780 | 18542 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| DELTA ASSET MANAGEMENT LLC/TN | 860857 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 60 | 1426 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| US BANCORP \DE\ | 36104 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13700 | 325649 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Quantbot Technologies LP | 1512991 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 43455 | 1032925 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| HIGHLINE WEALTH PARTNERS LLC | 2042654 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2094 | 49786 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| NISA INVESTMENT ADVISORS, LLC | 937615 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 291 | 6917 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Brevan Howard Capital Management LP | 1512857 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11794 | 280343 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| DEARBORN PARTNERS LLC | 1206792 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19420 | 429581 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Zuckerman Investment Group, LLC | 1423296 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21371 | 507988 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| VALLEY NATIONAL ADVISERS INC | 773411 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 100 | 2377 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Farther Finance Advisors, LLC | 1992825 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2438 | 57940 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| LAFFER TENGLER INVESTMENTS, INC. | 1307878 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3372 | 3555326 | — | — | — | Jul 21, 2026 | SEC_13F_DATASET |
| GRACE & WHITE INC /NY | 903064 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 159697 | 3795998 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| Washington Trust Advisors, Inc. | 1900099 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2500 | 59425 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Arkadios Wealth Advisors | 1800798 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6517 | 154909 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| INDEPENDENT FINANCIAL GROUP, LLC | 275484 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 59115 | 1405162 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Amundi | 1330387 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13279 | 315642 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Moerus Capital Management LLC | 1742647 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 61698 | 1466561 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Amtrust Financial Services, Inc. | 1365555 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 170000 | 177395 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Invesco Ltd. | 914208 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24009 | 570694 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| STATE STREET CORP | 93751 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 80442 | 1912106 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| CANADA LIFE ASSURANCE Co | 1046192 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 77938 | 1848 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| OSAIC HOLDINGS, INC. | 1677044 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3800 | 90326 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Arlington Capital Management, Inc. | 1606507 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24202 | 575282 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| Prime Capital Investment Advisors, LLC | 1731446 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 30000 | 31200 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| NBT BANK, N.A. | 898413 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 34 | 798 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 197090 | 4684841 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| BlackRock, Inc. | 2012383 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 228099 | 5421913 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Schonfeld Strategic Advisors LLC | 1665241 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 160021 | 3803697 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 974000 | 993480 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| HBK INVESTMENTS L P | 1011443 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10763000 | 11272952 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | 2026645 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 500 | 11885 | — | — | — | Jul 20, 2026 | SEC_13F_DATASET |
| SCHRODER INVESTMENT MANAGEMENT GROUP | 1086619 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7350000 | 7614600 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| GSA CAPITAL PARTNERS LLP | 1362033 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21812 | 518 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.