CAT · Company research
Caterpillar Inc. (CAT): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
80records availableIndustrials
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| Tompkins Financial Corporation | 1005817 | Wed Sep 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1264 | 1024839000 | — | — | — | Oct 5, 2026 | SEC_13F_HR |
| Park National Corporation | 805676 | Wed Sep 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40252 | 32635919000 | — | — | — | Oct 5, 2026 | SEC_13F_HR |
| First Financial Corporation Common Stock | 714562 | Wed Sep 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 482 | 390801 | — | — | — | Oct 13, 2026 | SEC_13F_HR |
| Orrstown Financial Services Inc | 826154 | Wed Sep 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1260 | 1021595 | — | — | — | Oct 14, 2026 | SEC_13F_HR |
| First Financial Corporation | 714562 | Wed Sep 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 482 | 390801 | — | — | — | Oct 13, 2026 | SEC_13F_HR |
| Forza Wealth Management, LLC | 1963030 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 603 | 642135 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| Family Manage LLC | 1539947 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5697 | 6066735 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Prime Capital Investment Advisors, LLC | 1731446 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 36374 | 38734574 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Murphy, Middleton, Hinkle & Parker, Inc. | 1730521 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7211 | 7678994 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Kestra Investment Management, LLC | 1962449 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1866 | 1986975 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Greenspring Advisors, LLC | 1922200 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 708 | 754044 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Voleon Capital Management LP | 1479847 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 26520 | 28241148 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| 4WEALTH ADVISORS, INC. | 2056676 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 589 | 609043 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| HALL CAPITAL MANAGEMENT CO INC | 1122490 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 613 | 652784 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| CHICAGO TRUST Co NA | 1601539 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 959 | 1021239 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Sovereign Investment Advisors, LLC | 1908165 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 452 | 481335 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Employees Retirement System of Texas | 1398739 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 114114 | 121520 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Rockefeller Capital Management L.P. | 1739439 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 255263 | 271830159 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| CFC Planning Co LLC | 1854428 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 994 | 1058511 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Keystone Wealth Services, LLC | 1866189 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1649 | 1755822 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Radnor Capital Management, LLC | 1696867 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7091 | 7551206 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Wall Street Financial Group, Inc. | 2019337 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1153 | 1228148 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| BRAUN STACEY ASSOCIATES INC | 872080 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40049 | 42648180 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Aspect Partners, LLC | 1985284 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 39 | 41531 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| SMITH, MOORE & CO. | 200724 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10324 | 10993740 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Index Technologies Group LLC | 2095322 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 134 | 142697 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Varma Mutual Pension Insurance Co | 1698484 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 74116 | 78926128 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Davis Capital Management | 1811806 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 237 | 252381 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Rodgers Brothers Inc. | 1397290 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4085 | 4350117 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Relyea Zuckerberg Hanson LLC | 1793691 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1772 | 1886649 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| HBW ADVISORY SERVICES LLC | 1790525 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2916 | 3105481 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| TRAPHAGEN INVESTMENT ADVISORS LLC | 2023380 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3191 | 3397759 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| NI ACQUISITIONS COMPANY, LLC | 2148757 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 8472 | 286692 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Legacy Financial Advisors, Inc. | 1730810 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2941 | 3131939 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Schneider Downs Wealth Management Advisors, LP | 1665359 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1017 | 1083004 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| BENEDICT FINANCIAL ADVISORS INC | 711089 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4826 | 5138845 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Wealth Intelligence, LLC | 2112078 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 726 | 773117 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Ninety One UK Ltd | 1418329 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 154 | 163995 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Montecito Bank & Trust | 1422508 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2816 | 2998758 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Financial Sense Advisors, Inc. | 1358828 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 285 | 303497 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Harold Davidson & Associates Inc. | 1430022 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 373 | 397208 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Janney Montgomery Scott LLC | 1329948 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 284923 | 303416 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| First PREMIER Bank | 1653926 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 356 | 379 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| MONETA GROUP INVESTMENT ADVISORS LLC | 1120927 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11439 | 12181296 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Pinnacle Family Advisors, LLC | 1679064 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 320 | 341042 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| AlphaGrep UK Ltd | 2148988 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 800 | 851920 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Aljian Capital Management, LLC | 1731260 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5513 | 5870872 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| PLANNING DIRECTIONS INC | 821103 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 472 | 503092 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| PATRIOT INVESTMENT MANAGEMENT GROUP, INC. | 1773830 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2966 | 3158633 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Brookstone Capital Management | 1599584 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 38296 | 40781656 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| CFO4Life Group, LLC | 1706351 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 486 | 517541 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Goelzer Investment Management, Inc. | 1550057 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19073 | 20311026 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| Cornerstone Advisors, LLC | 1775446 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 22557 | 24020949 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| BCO Wealth Management LLC | 2054749 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 370 | 394013 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| GODSEY & GIBB, INC | 887402 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 222 | 236408 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Northstar Advisory Group, LLC | 1816000 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2548 | 2712907 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Mountain Capital Investment Advisors Inc. | 1714506 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 254 | 270274 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| STATE OF WISCONSIN INVESTMENT BOARD | 854157 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 248082 | 264182522 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Curbstone Financial Management Corp | 1608057 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2152 | 2291665 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| AFFINITY INVESTMENT ADVISORS, LLC | 1520601 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2204 | 2347040 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| FWL INVESTMENT MANAGEMENT, LLC | 1829231 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 98 | 104360 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Congress Park Capital LLC | 1730945 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1215 | 1293854 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Morey & Quinn Wealth Partners, LLC | 2055521 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1133 | 1206532 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| DekaBank Deutsche Girozentrale | 1456228 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 296644 | 209392 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| QRG CAPITAL MANAGEMENT, INC. | 1996454 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 108049 | 115061501 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| OneAscent Wealth Management LLC | 1844707 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1474 | 1569663 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Wiser Wealth Management, Inc | 1573263 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 263 | 280069 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| SHELTON CAPITAL MANAGEMENT | 1002784 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25395 | 27043610 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Cypress Capital Group | 1341748 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5197 | 5534287 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Hudson Capital Management LLC | 1727342 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9942 | 10587745 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Center for Wealth Management Advisory | 2121390 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1100 | 1171390 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 79521 | 84681807 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| KLINGENSTEIN FIELDS & CO LP | 859872 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2671 | 2844348 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| SHELTON WEALTH MANAGEMENT, LLC | 1903883 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 298 | 317063 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Bare Financial Services, Inc | 2009426 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 29 | 30882 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Encompass More Asset Management | 2011218 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 734 | 781872 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Aspen Grove Capital, LLC | 1806027 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 795 | 846596 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Oak Asset Management, LLC | 1726375 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4332 | 4613147 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| EARNED WEALTH ADVISORS, LLC | 1905663 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2960 | 2087390 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Bragg Financial Advisors, Inc | 1327055 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5666 | 6033724 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.