BANX · Company research
ArrowMark Financial Corp. Common Stock (BANX): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
37records availableFinancial Services
Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| OPPENHEIMER & CO INC | 822581 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24037 | 469923 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1446194 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 75700 | 1479935 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Allworth Financial LP | 1555170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 200 | 3910 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| CALDWELL SUTTER CAPITAL, INC. | 702007 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 693 | 13548 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| OSAIC HOLDINGS, INC. | 1677044 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 110976 | 2169576 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Caitong International Asset Management Co., Ltd | 1963355 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2 | 39 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Almitas Capital LLC | 1596468 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 50843 | 993981 | — | — | — | Aug 17, 2026 | SEC_13F_DATASET |
| NFSG Corp | 1879757 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 200 | 3910 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Rockefeller Capital Management L.P. | 1739439 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14762 | 288597 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| AlphaCore Capital LLC | 1713662 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 40258 | 787044 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Wilmington Savings Fund Society, FSB | 900974 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 500 | 9775 | — | — | — | Jul 28, 2026 | SEC_13F_DATASET |
| CSS LLC/IL | 1103646 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 26821 | 524351 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| STIFEL FINANCIAL CORP | 720672 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 139071 | 2718823 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Closed-End Fund Advisors, Inc. | 2103520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 54650 | 1068408 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 28 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| SBI Securities Co., Ltd. | 1851815 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3 | 59 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| RAYMOND JAMES FINANCIAL INC | 720005 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 31373 | 613340 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Belpointe Asset Management LLC | 1721242 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 10300 | 201365 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| HIGHLINE WEALTH PARTNERS LLC | 2042654 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 135 | 2639 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| UBS Group AG | 1610520 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 13941 | 272547 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Private Advisor Group, LLC | 1567755 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11054 | 216102 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| Hudson Bay Capital Management LP | 1393825 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 18222 | 356240 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Everstar Asset Management, LLC | 2023744 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 59632 | 1165806 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Accurate Wealth Management, LLC | 1877728 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 11388 | 227760 | — | — | — | Jul 15, 2026 | SEC_13F_DATASET |
| TRUST CO OF VERMONT | 1134008 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1750 | 34213 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Falcon Wealth Planning | 1839850 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 16179 | 316299 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Mariner, LLC | 1373442 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14974 | 292748 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| MARSHALL WACE, LLP | 1318757 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20458 | 399954 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Capital Investment Advisors, LLC | 1582732 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 22846 | 446639 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| MORGAN STANLEY | 895421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 21 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| JPMORGAN CHASE & CO | 19617 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1073 | 20966 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Noble Wealth Management PBC | 2055065 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 107197 | 2095701 | — | — | — | Jul 1, 2026 | SEC_13F_DATASET |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1352860 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1903 | 37204 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| ArrowMark Colorado Holdings LLC | 1483859 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 884834 | 17298505 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| SIMPLEX TRADING, LLC | 1488542 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 924 | 18064 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Integrated Wealth Concepts LLC | 1737109 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9042 | 176771 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| WELLS FARGO & COMPANY/MN | 72971 | Tue Mar 31 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1 | 28 | — | — | — | Jul 8, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.