AAOI · Company research
Applied Optoelectronics, Inc. (AAOI): Ownership & Institutional Holders
Reported institutional positions. Filing dates and sources matter.
RESEARCH CONTEXT
Understand the numbers
Reported institutional positions. Filing dates and sources matter. Use period, currency, units and source fields when interpreting values.
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Ownership & Institutional Holders data
Database-backed records only
| holder name | cik | period end | shares held | market value | ownership percent | shares change | shares change percent | filing date | data source |
|---|---|---|---|---|---|---|---|---|---|
| LRI Investments, LLC | 2023325 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 52 | 7704 | — | — | — | Jul 14, 2026 | SEC_13F_DATASET |
| Parallel Advisors, LLC | 1690010 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2480 | 367437 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| CSS LLC/IL | 1103646 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 15000 | 2222400 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Ledyard National Bank | 1310658 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1821 | 269799 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Activest Wealth Management | 1883134 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 53 | 7852 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| Rakuten Securities, Inc. | 2009539 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17986 | 2664806 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| BANK OF AMERICA CORP /DE/ | 70858 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 198832 | 29458949 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Quantitative Investment Management, LLC | 1445911 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 9955 | 1474 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Bleakley Financial Group, LLC | 1936953 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21986 | 3257446 | — | — | — | Aug 5, 2026 | SEC_13F_DATASET |
| Covea Finance | 1636948 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14100 | 2089056 | — | — | — | Jul 13, 2026 | SEC_13F_DATASET |
| Capital Advisors, Ltd. LLC | 1597878 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 20 | 3 | — | — | — | Jul 16, 2026 | SEC_13F_DATASET |
| World Investment Advisors | 1652594 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5786 | 838374 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Federation des caisses Desjardins du Quebec | 2022297 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5140 | 761542 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| IEQ CAPITAL, LLC | 1779789 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19002 | 2815336 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| North Dakota State Investment Board | 2064039 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2273 | 336768 | — | — | — | Aug 4, 2026 | SEC_13F_DATASET |
| Concurrent Investment Advisors, LLC | 2001015 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7436 | 1101649 | — | — | — | Jul 27, 2026 | SEC_13F_DATASET |
| FORA Capital, LLC | 1742435 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 48974 | 7250110 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Mariner, LLC | 1373442 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4616 | 683948 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| ACADIAN ASSET MANAGEMENT LLC | 916542 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6184 | 914 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| PEAK6 LLC | 1389958 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 68000 | 10074880 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Amundi | 1330387 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6512 | 964818 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Archer Investment Corp | 1803804 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 75 | 11112 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| DSM CAPITAL PARTNERS LLC | 1214639 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1415 | 209646 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Gallo Partners, LP | 2015727 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4826 | 715021 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Vontobel Holding Ltd. | 1588340 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3881 | 575009 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 1368163 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 21391 | 3169291 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| Global Trust Asset Management, LLC | 1729672 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 69849 | 10348886 | — | — | — | Aug 3, 2026 | SEC_13F_DATASET |
| Fulcrum Asset Management LLP | 1353395 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3038 | 456004 | — | — | — | Aug 18, 2026 | SEC_13F_DATASET |
| Vanguard Personalized Indexing Management, LLC | 1767306 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 7259 | 1075493 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| CoreCap Advisors, LLC | 1902501 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5513 | 816806 | — | — | — | Jul 6, 2026 | SEC_13F_DATASET |
| Trilogy Capital Inc. | 1722512 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3100 | 459296 | — | — | — | Jul 6, 2026 | SEC_13F_DATASET |
| KENNEDY CAPITAL MANAGEMENT LLC | 884589 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 143000 | 21186880 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| MERCER GLOBAL ADVISORS INC /ADV | 853758 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3955 | 585899 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| TOWARZYSTWO FUNDUSZY INWESTYCYJNYCH PZU SA | 2071170 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2440 | 361510 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 1423442 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2362 | 349954 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Bannerstone Capital Management, LLC | 2083499 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 8807 | 1304845 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| US BANCORP \DE\ | 36104 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1463 | 216758 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| GOLDMAN SACHS GROUP INC | 886982 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1265264 | 187461564 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Creek Drive Management Group LLC | 2111824 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 25000 | 3704000 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Silver Grove Financial Group, Inc. | 2111172 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 19 | 2815 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| Stratos Wealth Partners, LTD. | 1612865 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 6069 | 899312 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Persistent Asset Partners Ltd | 2056052 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 318 | 47115 | — | — | — | Aug 7, 2026 | SEC_13F_DATASET |
| Police & Firemen's Retirement System of New Jersey | 2040686 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 34892 | 5169599 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| 1492 Capital Management LLC | 1584087 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 76405 | 11320165 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Avion Wealth | 1792704 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 24 | 3 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| Sanctuary Advisors, LLC | 1777271 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3737 | 553674 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| DIMENSIONAL FUND ADVISORS LP | 354204 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 284769 | 42191375 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| ALBION FINANCIAL GROUP /UT | 1054677 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1000 | 148160 | — | — | — | Jul 22, 2026 | SEC_13F_DATASET |
| J. Safra Sarasin Holding AG | 1890222 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3522 | 521974 | — | — | — | Jul 31, 2026 | SEC_13F_DATASET |
| Nicholas Investment Partners, LP | 1389574 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 45060 | 6676090 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Jupiter Topco LLC | 2146052 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 32655 | 4835063 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| FIRST TRUST ADVISORS LP | 1125816 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 129769 | 19226575 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Tower Research Capital LLC (TRC) | 1533421 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 5093 | 754579 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| VANGUARD ASSET MANAGEMENT, Ltd | 1680208 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 52733 | 7812921 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| VIRTUS ADVISERS, LLC | 1587281 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1073 | 158976 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| TWO SIGMA INVESTMENTS, LP | 1179392 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 43300 | 6415328 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Simplicity Wealth,LLC | 1913243 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1534 | 227277 | — | — | — | Aug 6, 2026 | SEC_13F_DATASET |
| Context Capital Management, LLC | 1301396 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1948000 | 6944425 | — | — | — | Jul 23, 2026 | SEC_13F_DATASET |
| NEXT CENTURY GROWTH INVESTORS LLC | 1134007 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 49989 | 7406370 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Cerity Partners LLC | 1566475 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 3190 | 472630 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| WELLINGTON MANAGEMENT GROUP LLP | 902219 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 4679 | 693241 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Arete Wealth Advisors, LLC | 1600151 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 333252 | 49374616 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| ASSETMARK, INC | 1344551 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12 | 1778 | — | — | — | Jul 30, 2026 | SEC_13F_DATASET |
| EverSource Wealth Advisors, LLC | 1710537 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 210 | 31114 | — | — | — | Jul 24, 2026 | SEC_13F_DATASET |
| Vise Technologies, Inc. | 1812090 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 2433 | 360473 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Quantinno Capital Management LP | 1759654 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 14992 | 2221215 | — | — | — | Aug 13, 2026 | SEC_13F_DATASET |
| MassMutual Private Wealth & Trust, FSB | 1103653 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 17 | 2519 | — | — | — | Jul 2, 2026 | SEC_13F_DATASET |
| PRICE T ROWE ASSOCIATES INC /MD/ | 80255 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 76143 | 11282 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| PCM Encore, LLC | 2109846 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1795 | 265947 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| Sixth Street Partners Management Company, L.P. | 1812095 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 476027 | 70528160 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| COMMONWEALTH EQUITY SERVICES, LLC | 312272 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 77213 | 11439880 | — | — | — | Jul 29, 2026 | SEC_13F_DATASET |
| Hood River Capital Management LLC | 1578177 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1392510 | 206314282 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Cresset Asset Management, LLC | 1761013 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 1687 | 249946 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Skaana Management L.P. | 1860998 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 500 | 74080 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| MCF Advisors LLC | 1602905 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 55 | 8149 | — | — | — | Aug 12, 2026 | SEC_13F_DATASET |
| NFSG Corp | 1879757 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 400 | 59264 | — | — | — | Aug 14, 2026 | SEC_13F_DATASET |
| Swiss National Bank | 1582202 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 148000 | 21927680 | — | — | — | Aug 11, 2026 | SEC_13F_DATASET |
| AGF MANAGEMENT LTD | 1003518 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 425000 | 1506583 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
| Farther Finance Advisors, LLC | 1992825 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 717 | 106359 | — | — | — | Jul 17, 2026 | SEC_13F_DATASET |
| XPONANCE LLC | 1637541 | Tue Jun 30 2026 00:00:00 GMT+0000 (Coordinated Universal Time) | 12658 | 1875409 | — | — | — | Aug 10, 2026 | SEC_13F_DATASET |
Informational research only, not financial advice. Forecasts are uncertain and can be wrong.